Pioneer Global Investors, LLC (Fort Worth)


Pioneer Global Investors, LLC is a large advisory firm based in Fort Worth. It manages $252.2 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Texas.

Pioneer Global Investors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pioneer Global Investors: assets under management

The assets under management (AUM) of Pioneer Global Investors, LLC is $252.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $252.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.03 million each.
Pioneer Global Investors has custody of $168.76 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pioneer Global Investors, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pioneer Global Investors, LLC

Pat D Robertson has served as the Chief Investment Officer since 1 Apr 2012. Marc (Nmn) Stad joined the executive team most recently as the Chief Compliance Officer/Managing Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Marc (Nmn) Stad Chief compliance officer/managing member 1 Feb 2012 75% - 100% 6029309
Pat D Robertson Chief compliance officer/chief investment officer 1 Apr 2012 Other 4431713

Based in Fort Worth

The principal office where Pioneer Global Investors, LLC performs its advisory services is located at 201 Main Street, Fort Worth, TX 76102 The mailing address of the firm is 201 Main Street, Fort Worth, TX 76102. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 817-953-2401 or by fax 415-520-5669. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.