Midocean Credit Fund Management, L.P. (New York)


Midocean Credit Fund Management, L.P. is a large advisory firm based in New York. It manages $9.1 billion of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of New York.

Midocean Credit Fund Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Midocean Credit Fund Management: assets under management

The assets under management (AUM) of Midocean Credit Fund Management, L.P. is $9.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 24760% since the beginning of its operation, and $6.33 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $9.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $267.76 million each.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 60% of the total AUM. The second-largest asset type is other assets, which make up 25% of the firm’s portfolio. Investments in cash and cash equivalents form 13% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Midocean Credit Fund Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Midocean Credit Fund Management serves?

The firm provides services to investment companies, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Midocean Credit Fund Management is pooled investment vehicles with 26 clients and $8.58 billion of assets under management. Among the 11 most similar advisory firms, Midocean Credit Fund Management has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $9.1 billion for 34 clients. 70% of the firm’s clients are foreign persons or businesses.

Midocean Credit Fund Management also advises several private funds. Namely, seventeen hedge funds and nine securitized asset funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $5,000,000.

Careers at Midocean Credit Fund Management, L.P.

The company employs 48 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Dana M W Carey has served as the Chief Investment Officer since 1 Jun 2019. Andrew Lawrence Spring joined the executive team most recently as the Cfo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ltd Ultramar Credit Holdings General partner 1 Mar 2009 Other disregarded entity
James Edward Virtue Limited partner 1 Mar 2009 25% - 50% 1236163
Steven Alan Shenfeld President / limited partner 1 Mar 2009 50% - 75% 1176990
Graham Clempson Limited partner 1 Mar 2009 25% - 50% 4630137
Andrew Lawrence Spring Cfo 1 Apr 2009 Other 4743071
Deborah Hodges Chief compliance officer 1 Apr 2009 Other 4632412
Dana M W Carey Chief investment officer 1 Jun 2019 Other 3064429

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
James Edward Virtue Shareholder 1 Jan 2003 50% - 75% 1236163
Graham Clempson Shareholder 1 Jan 2003 25% - 50% 4630137
Ltd. Ultramar Capital Member 1 Mar 2009 75% - 100% 98-0390464

Based in New York

The principal office where Midocean Credit Fund Management, L.P. performs its advisory services is located at 320 Park Avenue, New York, NY 10022 6924, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-497-1400 or by fax 212-497-1376. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at midoceanpartners.com.