Elm Park Capital Management, LLC (Dallas)

Elm Park Capital Management, LLC is a large advisory firm based in Dallas. It manages $695.14 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Texas.

Elm Park Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Elm Park Capital Management: assets under management

The assets under management (AUM) of Elm Park Capital Management, LLC is $695.14 million. The firm's AUM has grown by 68% since the beginning of its operation, and $531.59 million of the total AUM is attributable to clients outside of the United States.

The firm manages $694.84 million in discretionary accounts and $300 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $115.81 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $300 thousand.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Elm Park Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Elm Park Capital Management serves?

The firm provides services to other investment advisers and pooled investment vehicles. The largest group of clients of Elm Park Capital Management is pooled investment vehicles with 6 clients and $694.84 million of assets under management. Among the 10 most similar advisory firms, Elm Park Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $695.14 million for 7 clients. 40% of the firm’s clients are foreign persons or businesses.

Elm Park Capital Management also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Elm Park Capital Management, LLC

The company employs 10 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 5 indirect owners.

Based in Dallas

The principal office where Elm Park Capital Management, LLC performs its advisory services is located at 2300 N Field Street, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-499-3360 or by fax 214-660-5149. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at elmparkcap.com.

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