Gruntal & Co., L.L.C. (New York)


Gruntal & Co., L.L.C. is an internet adviser based in New York. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 37 other states.

Gruntal & Co., L.L.C provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gruntal & Co., L.L.C. for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gruntal & Co., L.L.C.

John Thomas Feeney has been acting as President since 1 Apr 1997. Donald N Cohen joined the executive team most recently as the Senior Vice President, General Counsel And Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Henry David Gottmann Director, vice chairman 1 Jul 1995 Other 226430
Robert Peter Rittereiser Director, chairman, ceo 1 Nov 1995 Other 400305
John Richter Pellegrino Senior vice president, chief compliance officer, srop 1 Jul 1996 Other 826719
Joanne Therese Marren Director, executive vice president , general counsel, chief admin officer 1 Jul 1996 Other 1558596
L.L.C. Gruntal Financial Interest holder 1 Mar 1997 75% - 100% 13-3933850
Joseph Vincent Battipaglia Director, executive vice president 1 Apr 1997 Other 1036142
Ralph Hamilton Bradley Director, executive vice president 1 Apr 1997 Other 2802958
John Thomas Feeney Director 1 Apr 1997 Other 500388
Ralph Hamilton Jr Bradley Director, executive vice president 1 Apr 1997 Other 2802958
Stephen Abel Greyser Director 1 Jun 1997 Other 2916525
John Henry Starr Director 1 Dec 1998 Other 434006
Edward Eustace Dunleavy Director, executive vice president 1 Jun 1999 Other 2298340
Rosemary Johnson Director, executive vice president, chief financial officer, chief operating officer 1 Oct 1999 Other 1515631
Eric Heath Siber Senior vp, national sales manager pcg 1 May 2000 Other 1084376
Karin Louie Srop, crop, assistant vice president 1 Jun 2000 Other 1560884
David R Rappaport Senior vice president, general counsel and secretary 1 Apr 2001 Other xxx-xx-xxxx
Robert William Ruffing Crop 1 Apr 2001 Other 3272149
Genevieve Ann Desroches Crop 1 Jun 2001 Other 1256675
Donald N Cohen Senior vice president, general counsel and secretary 1 Nov 2001 Other xxx-xx-xxxx

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
The Home Insurance Company Rights holder 1 Jan 2001 Other 02-0308052
The 2000 Group Llc Interest holder 1 Jan 2001 75% - 100% 000000000
Llc Orange Stone Rights holder 1 Jan 2001 Other 000000000
Robert Peter Rittereiser Interst holder 1 Jan 2001 25% - 50% 400305

Based in New York

The principal office where Gruntal & Co., L.L.C. performs its advisory services is located at One Liberty Plaza, New York, NY 10006, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-820-8200 or by fax 212-820-8978. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.