Treflie Capital Management, LLC (Sag Harbor)


Treflie Capital Management, LLC is an adviser based in Sag Harbor. It manages $23.5 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Treflie Capital Management provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Treflie Capital Management: assets under management

The assets under management (AUM) of Treflie Capital Management, LLC is $23.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $23.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.88 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Treflie Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Treflie Capital Management, LLC

Treflie Capital Management, LLC is owned by Harry Allen Strunk. Paul Wolter joined the executive team most recently as the Director Of Research.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Victor Cain Managing member 1 Feb 1997 75% - 100% 2294756
Harry Allen Strunk Owner 1 Sep 2004 Other 1736810
Patricia Davis Highland Chief compliance officer 1 Nov 2005 Other 1043932
Paul Wolter Director of research 1 Apr 2007 Other 2293133

Based in Sag Harbor

The principal office where Treflie Capital Management, LLC performs its advisory services is located at 39 Division Street, Sag Harbor, NY 11963 The mailing address of the firm is P.O. Box 1958, Sag Harbor, NY 11963. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (631) 725-2500 or by fax (631) 614-4247. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.treflie.com.