Signature Estate & Investment Advisors LLC is a large advisory firm based in Los Angeles. It manages $6.22 billion of regulatory assets for 11,606 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Signature Estate & Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Signature Estate & Investment Advisors LLC is $6.22 billion. The firm's AUM has grown by 345% since the beginning of its operation, and $176.63 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Signature Estate & Investment Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Brian David Holmes is high net worth individuals with 2,607 clients and $5.41 billion of assets under management. Among the 9 most similar advisory firms, Signature Estate & Investment Advisors has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $6.22 billion for 4,347 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Signature Estate & Investment Advisors doesn't advise any private funds.
The company employs 85 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. 55 employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Brian David Holmes has been acting as President since 1 Aug 1996. Deron Talmadge Mccoy has served as the Chief Investment Officer since 1 Jan 2014. Eric Zachary Rosen joined the executive team most recently as the Chief Compliance Officer.
The principal office where Signature Estate & Investment Advisors LLC performs its advisory services is located at 2121 Avenue Of The Stars, Los Angeles, CA 90067, which is also the mailing address of the firm. An additional office of the firm is in Pasadena, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-712-2323 or by fax 310-712-2345. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at seia.com and its LinkedIn profile.