Ridgemont Partners Management, LLC (Charlotte)


Ridgemont Partners Management, LLC is a large advisory firm based in Charlotte. It manages $4.33 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of North Carolina.

Ridgemont Partners Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ridgemont Partners Management: assets under management

The assets under management (AUM) of Ridgemont Partners Management, LLC is $4.33 billion. The firm's AUM has grown by 128% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.16 billion in discretionary accounts and $168.51 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $297.21 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $168.51 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ridgemont Partners Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ridgemont Partners Management serves?

The only and largest group of clients of Ridgemont Partners Management is pooled investment vehicles with 15 clients and $4.33 billion of assets under management. Among the 11 most similar advisory firms, Ridgemont Partners Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.33 billion for 15 clients. None of the firm’s clients are foreign persons or businesses.

Ridgemont Partners Management also advises several private funds. Namely, fifteen private equity funds. The minimum investment commitment required of non-related persons ranges from $10,000 to $995,000,000.

Careers at Ridgemont Partners Management, LLC

The company employs 39 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Edward Albert Balogh Chief compliance officer, chief operating officer, chief financial officer 1 May 2010 Other 5748103
John Travis Hain Partner 1 May 2010 Other 5672060
Walker Lynch Poole Partner 1 May 2010 Other 2320640
Robert Howard Sheridan Partner 1 May 2010 Other 1551600
George Emmett Morgan Partner 1 Aug 2010 Other 1717979
John Aubrey Shimp Partner 1 Aug 2010 Other 5672061
Robert Leon Edwards Partner 1 Aug 2010 Other 1984350
L.P. Ridgemont Partners Management Holdings Sole member of ridgemont partners management, llc 1 Sep 2013 75% - 100% 90-1018495

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Llc Ridgemont Partners Management Holdings General partner of the sole member of ridgemont partners management, llc 1 Sep 2013 Other 46-3724973

Based in Charlotte

The principal office where Ridgemont Partners Management, LLC performs its advisory services is located at 101 S. Tryon Street, Charlotte, NC 28280, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-944-0914 or by fax 704-944-0973. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at ridgemontpe.com and its LinkedIn profile.