Babcock & Brown Investment Adviser LLC is a large advisory firm based in San Francisco. It manages $33.99 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
Babcock & Brown Investment Adviser provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Babcock & Brown Investment Adviser LLC is $33.99 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Babcock & Brown Investment Adviser LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Steven John Dixon has been acting as President since 1 Dec 2003. Karen Ruth Fagerstrom joined the executive team most recently as the Vice President, Secretary.
The principal office where Babcock & Brown Investment Adviser LLC performs its advisory services is located at 2 Harrison Street, 6 Th Floor, San Francisco, CA 94105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-512-1515 or by fax 415-267-1500. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.babcockbrown.com.