Ffr Advisory LLC (Seal Beach)

Ffr Advisory LLC is a related adviser based in Seal Beach. It manages $20.6 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Ffr Advisory provides portfolio management for individuals and small businesses and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm also engages as sai capital management llc.

Ffr Advisory: assets under management

The assets under management (AUM) of Ffr Advisory LLC is $20.6 million. The firm's AUM has gone down by -94% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ffr Advisory LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ffr Advisory LLC

Kenneth John Donnelly has been acting as President since 1 Jul 2000. Ronald Orson Kindschi joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Michael Birgen	Member	1 Jan 1997	50% - 75%	1659476
Michael Anthony Flanagan	Member	1 Jan 1997	Other	804010
David Dungan Henney	Member	1 Jan 1997	Other	1174228
James David Howard	Member	1 Jan 1997	Other	1777319
Ronald Orson Kindschi	Member	1 Jan 1997	Other	269750
Gene Allen Yates	Member	1 Jan 1997	Other	1036736
Robert Michael Birgen Ttee	Member	1 Jan 1997	50% - 75%	1659476
David Dungan Henney Ttee	Member	1 Jan 1997	Other	1174228
First Financial Service Inc.	Member	1 Jan 1997	Other	51-0354756
Ina Debt Acquisition	Member	1 Jan 1997	Other	33-0819189
Inc. Estate Strategies	Member	1 Jan 1997	Other	20-1826480
Birgen Living Trust U/T/D/ 11/15/90	Member	1 Jan 1997	50% - 75%	xxx-xx-xxxx
Henney Family Trust	Member	1 Jan 1997	Other	xxx-xx-xxxx
Ina Debt Aquisition Lp	Owner / ronald kindschi general partner	1 Mar 1997	75% - 100%	95-3892002
O.W.Kindschi Irrevocable Trust	Ronald kindschi trustee	1 Mar 1997	75% - 100%	33-6230637
Kenneth John Donnelly	President	1 Jul 2000	Other	2092531
Andrew Paul Mutzabaugh	Chief compliance officer	1 Jun 2007	Other	2071382
David Dungan Henney	Chief compliance officer	1 Jul 2007	Other	1174228
Ronald Orson Kindschi	Chief compliance officer	1 Dec 2011	Other	269750

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Dungan Henney	Trustee	1 Feb 1988	75% - 100%	1174228
Ronald Orson Kindschi	General partner is ronald kindschi	1 Aug 1990	Other	269750
Robert Michael Birgen	Trustee	1 Nov 1990	75% - 100%	1659476
O.W. Kindschi Irrevocable Trust// Ronald Kindschi Trustee	Trustee	1 Mar 1997	Other	xxx-xx-xxxx
Michael Anthony Flanagan	Shareholder	1 Jun 1998	25% - 50%	804010

Based in Seal Beach

The principal office where Ffr Advisory LLC performs its advisory services is located at 3020 Old Ranch Pkwy, Seal Beach, CA 90740, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 562-799-5571. The normal business hours are 8:30am to 5:00pm on Monday - Friday.