Sloan Investment Management, L.L.C. is a large advisory firm based in Dallas. It manages $552.3 million of regulatory assets for 648 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Louisiana, Oklahoma, and Texas.
Sloan Investment Management, L.L.C provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and investment consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sloan Investment Management, L.L.C. is $552.3 million. The firm's AUM has grown by 36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Sloan Investment Management, L.L.C. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Sloan Investment Management, L.L.C is high net worth individuals with 33 clients and $346.71 million of assets under management. Among the 12 most similar advisory firms, Sloan Investment Management, L.L.C has the 6th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $549.6 million for 619 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sloan Investment Management, L.L.C doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Sloan Investment Management, L.L.C. performs its advisory services is located at 100 Crescent Court, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 214-720-7500 or by fax 214-720-7501. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at sloanim.com.