Gunderson Capital Management (Mount Pleasant)


Gunderson Capital Management is a large advisory firm based in Mount Pleasant. It manages $120 million of regulatory assets for 1,022 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Arizona, California, and 14 other states.

Gunderson Capital Management provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and subscriptions to the best stocks now app. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Gunderson Capital Management: assets under management

The assets under management (AUM) of Gunderson Capital Management is $120 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 279% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $120 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $117.42 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 70% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 30% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gunderson Capital Management for their services and products based on a percentage of assets under management and subscription fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gunderson Capital Management serves?

The only and largest group of clients of Gunderson Capital Management is individuals with 720 clients and $120 million of assets under management. Among the 9 most similar advisory firms, Gunderson Capital Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $120 million for 720 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Gunderson Capital Management doesn't advise any private funds.

Careers at Gunderson Capital Management

The company employs 7 people that are either part- or full-time employees. 14 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Fred Gunderson President and chief compliance officer 1 Jun 2006 75% - 100% 2451600
Tracey Elizabeth Brooten Chief compliance officer 1 Dec 2015 Other 4874417

Based in Mount Pleasant

The principal office where Gunderson Capital Management performs its advisory services is located at 2072 Wilbrook Lane, Mount Pleasant, SC 29466, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (619)452-1432 or by fax (619) 235-4094. The normal business hours are 8am -4pm on Monday - Friday. You can find more information about the New York firm at pwstreet.com.