Prudential International Investments Advisers, LLC (Newark)


Prudential International Investments Advisers, LLC is a large advisory firm based in Newark. It manages $5.96 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2005.

Prudential International Investments Advisers provides portfolio management for pooled investment vehicles and investment management and advisory services to non-us corporations, investment advisers, and investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Prudential International Investments Advisers: assets under management

The assets under management (AUM) of Prudential International Investments Advisers, LLC is $5.96 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1962% since the beginning of its operation, and $5.96 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $5.96 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $397.2 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Prudential International Investments Advisers, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Prudential International Investments Advisers serves?

The only and largest group of clients of Prudential International Investments Advisers is pooled investment vehicles with 3 clients and $5.96 billion of assets under management. Among the 10 most similar advisory firms, Prudential International Investments Advisers has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.96 billion for 3 clients. 100% of the firm’s clients are foreign persons or businesses.

Prudential International Investments Advisers doesn't advise any private funds.

Careers at Prudential International Investments Advisers, LLC

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Prudential International Investments Sole member 1 Jun 2005 75% - 100% 22-2615976
John Praveen Vp & member, board of managers 1 Jun 2005 Other 4411245
Teresa Gilbreath Chief compliance officer 1 Jun 2005 Other 2007450
Stephen Pelletier Member, board of managers 1 Jun 2005 Other 2298624
Peter Booth Eldridge Secretary (acts as chief legal officer 1 Jun 2005 Other 4341925
Joseph Robert Donofrio President and member, board of managers 1 Jun 2005 Other 2384308
Margaret Schramm Vp & member, board of managers 1 Jun 2005 Other 5006168
Kevin Buckley Vp, finance (acts as chief financial officer) and member, board of managers 1 Jun 2005 Other 5006172
Margaret Schramm Horn Vp & member, board of managers 1 Jun 2005 Other 5006168
Teresa M.G. Gilbreath Chief compliance officer 1 Jun 2005 Other 2007450
Stephen Pelletier President and member, board of managers 1 Nov 2005 Other 2298624
Glenwyn Peter Baptist President, ceo and member, board of managers 1 Jul 2006 Other 2440554
Stephen Pelletier Chairman, board of managers 1 Jul 2006 Other 2298624
Christopher Steven Cooper Chairman, board of managers 1 Sep 2008 Other 3038861
Susan Mary Scheader Vp & member, board of managers 1 Aug 2009 Other 1444164
Michael Yap Secretary (acts as chief legal officer) 1 Nov 2010 Other 5897743
Thomas Brennan Vp, finance (acts as chief financial officer) and member, board of managers 1 May 2012 Other 4644352
Rita Lombardi Manager, vice president, controller and member, board of managers 1 Nov 2013 Other 6289449
Holly Theresa. Wyatt Chief compliance officer 1 Jan 2014 Other 2794274
Holly T. Wyatt Chief compliance officer 1 Jan 2014 Other 2794274
Karen Fisher Vice president, controller and member, board of managers 1 Aug 2014 Other 6393103
John Lindley Bronson Secretary (acts as chief legal officer 1 Jan 2017 Other 4123239
Brian Daniel Nee Vice president, controller and member of board of managers 1 Feb 2017 Other 6551095
Matthew Steven Villa Chief compliance officer 1 Sep 2017 Other 2481457

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Prudential Financial Sole shareholder 1 Nov 2002 75% - 100% 22-3703799

Based in Newark

The principal office where Prudential International Investments Advisers, LLC performs its advisory services is located at 655 Broad St., Newark, NJ 07102, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-734-1453 or by fax 973-367-8168. The normal business hours are 9:00 a.m. to 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at prudential.com and its LinkedIn profile.

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