Axe Houghton Associates Inc (Fort Lee)


Axe Houghton Associates Inc is a large advisory firm based in Fort Lee. It manages $187 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, New Jersey, New York, Ohio, and Pennsylvania.

Axe Houghton Associates provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axe Houghton Associates: assets under management

The assets under management (AUM) of Axe Houghton Associates Inc is $187 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $187 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.4 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Axe Houghton Associates Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Axe Houghton Associates Inc

Fredric Paul Sapirstein has been acting as President since 1 Oct 1996. Steven Edward Berman joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Seth Lynn President, ceo, director 1 Mar 1984 Other 2512819
Lloyd Buchanan Vp, coo, cco, director 1 May 1988 Other 2496593
Ellen Weinstein Adnopoz Evp, senior pm 1 Jul 1992 Other 1208414
Alan Bruce Herzog Treasurer, director 1 Apr 1993 Other 1065117
Hoenig Group Inc. Sole shareholder 1 Apr 1993 75% - 100% 13-3625520
Robert Philip Follert Evp, director 1 Oct 1994 Other 210722
Kathryn Lee Hoenig Secretary, director 1 Oct 1994 Other 2267968
Robert Spiegel Director 1 Oct 1994 Other 432071
Fredric Paul Sapirstein Director 1 Oct 1996 Other 410843
Robin Kerr Evp, director, senior pm 1 Jun 1997 Other 2525323
Robin Negaard Kerr Evp, senior pm 1 Jun 1997 Other 2525323
Steven Edward Berman President 1 Apr 2002 Other 1634736
Martin Lawrence Berman Chairman 1 Apr 2002 Other 1037758
Axe Holding Corp Direct owner 1 Apr 2002 75% - 100% 45-0474415

Based in Fort Lee

The principal office where Axe Houghton Associates Inc performs its advisory services is located at One Bridge Plaza, Fort Lee, NJ 07024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-242-7470 or by fax 201-585-7552. The normal business hours are 9:00am to 5:00pm on Monday - Friday.