3(38) Investment Fiduciaries Inc. is a pension cosultant based in Simi Valley. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California and Texas.
3(38) Investment Fiduciaries provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The advisory firm has several streams of revenue. Clients pay 3(38) Investment Fiduciaries Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of 3(38) Investment Fiduciaries is pension and profit sharing plans with 32 clients and $0 of assets under management. Among the 4 most similar advisory firms, 3(38) Investment Fiduciaries has the highest percentage of pension and profit sharing plans out of all clients.
None of the firm’s clients are foreign persons or businesses.
3(38) Investment Fiduciaries doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where 3(38) Investment Fiduciaries Inc. performs its advisory services is located at 40 West Easy St., Simi Valley, CA 93065, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 818-296-9529. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at 338if.com and its LinkedIn profile.