Anfield Capital Management, LLC (Newport Beach)


Anfield Capital Management, LLC is a large advisory firm based in Newport Beach. It manages $1.02 billion of regulatory assets for 23 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Alabama, Arizona, California, and 33 other states.

Anfield Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting services, educational seminars and workshops, and speaking engagements and presentations. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Anfield Capital Management: assets under management

The assets under management (AUM) of Anfield Capital Management, LLC is $1.02 billion. The firm's AUM has grown by 1421% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $860.67 million in discretionary accounts and $161.43 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $53.79 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $23.06 million.

Investments

The firm invests in investment and business development companies the most. They account for 71% of the total AUM. The second-largest asset type is exchange traded securities, which make up 22% of the firm’s portfolio. Investments in investment grade corporate bonds form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Anfield Capital Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Anfield Capital Management serves?

The firm provides services to investment companies and other investment advisers. The largest group of clients of Anfield Capital Management is other investment advisers with 15 clients and $665.16 million of assets under management. Among the 8 most similar advisory firms, Anfield Capital Management has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $994.19 million for 21 clients. None of the firm’s clients are foreign persons or businesses.

Anfield Capital Management doesn't advise any private funds.

Careers at Anfield Capital Management, LLC

The company employs 15 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Cheryl Trosky Trustee of the trosky living trust 1 Apr 1998 50% - 75% 6134819
Benjamin Trosky Trustee of the trosky living trust 1 Apr 1998 50% - 75% 1222978
David Young Manager, chief executive officer 1 Aug 2009 50% - 75% 1698458
David Nmn Young Manager, chief executive officer 1 Aug 2009 50% - 75% 1698458
Llc Anfield Group Member 1 Jul 2012 50% - 75% 27-0782608
The Trosky Living Trust Member 1 Jul 2012 25% - 50% xxx-xx-xxxx
Benjamin Trosky Manager & chief investment officer 1 Jul 2012 Other 1222978
Jean Simpson Chief compliance officer 1 Jul 2013 Other 6189600
Jean Nmn Simpson Chief compliance officer 1 Jul 2013 Other 6189600
Jon M Wieman Chief compliance officer 1 Feb 2019 Other 6936458

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Young Trustee 1 Dec 1999 Other 1698458
Sandra Grace Glain Trustee 1 Dec 1999 Other 5777811
David Nmn Young Trustee 1 Dec 1999 Other 1698458
David Young And Sandra G. Glain Family Trust Managing member 1 Aug 2009 75% - 100% xxx-xx-xxxx

Based in Newport Beach

The principal office where Anfield Capital Management, LLC performs its advisory services is located at 4041 Macarthur Boulevard, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-891-0600 or by fax 949-891-0600. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at anfieldllc.net.