Ua Fund Ii LLC (New York)


Ua Fund Ii LLC is a large advisory firm based in New York. It manages $399.73 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Ua Fund Ii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ua Fund Ii: assets under management

The assets under management (AUM) of Ua Fund Ii LLC is $399.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 400% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $399.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $399.73 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ua Fund Ii LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ua Fund Ii LLC

John Oscar Utendahl has been acting as President since 1 Sep 2005. Marea Parker joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Ua Member 1 Sep 1998 50% - 75% 113105
John Oscar Utendahl Director 1 Sep 2005 Other 1055234
Fisher Urban Associates Llc Member 1 Sep 2005 25% - 50% 01-0844638
Richmond Mccoy Ceo/cio 1 Sep 2005 Other 4411764
Hal David Reiff Cfo/coo 1 Sep 2005 Other 1099641
Marea Parker Chief compliance officer 1 Jun 2008 Other 5545199
Michael J. Yuzon Chief compliance officer, vice president 1 Jun 2008 Other 4792064

Indirect Owners

The SEC currently registers 18 indirect owners.

Name Entity Date acquired Ownership Employer ID
Joseph Elmaleh Owner 1 Sep 1998 Other 4417503
Joseph Daniel Flom Owner 1 Sep 1998 Other 1042172
Richmond Mccoy Owner 1 Sep 1998 Other 4411764
Hal David Reiff Owner 1 Sep 1998 Other 1099641
Ucp Ua Llc Owner 1 Sep 1998 25% - 50% 13-4054434
John Oscar Utendahl Owner, ucp-ua llc & director ua llc & director ua fund ii llc 1 Sep 1998 Other 1055234
Stephanie Dean Calabrese Owner, ua llc & chief compliance officer, ua fund ii llc 1 Jun 2005 Other 5021723
David Glenn Monzella Owner 1 Jun 2005 Other 5021891
Edward Scott Owner 1 Jun 2005 Other 5021894
Robert Shannon Stark Owner 1 Jun 2005 Other 5021888
Martin Lee Edelman Owner 1 Sep 2005 Other 4606482
Arnold Fisher Owner 1 Sep 2005 Other 5126105
Kenneth Fisher Owner 1 Sep 2005 Other 5152849
Richard Fisher Owner 1 Sep 2005 Other 5126107
Steven Fisher Owner 1 Sep 2005 Other 5125089
Winston Crawford Fisher Owner 1 Sep 2005 Other 2892239
Landau Emily Owner 1 Sep 2005 Other 5152853
Llc Fisher Brothers Management Co Owner 1 Sep 2005 Other 13-1804067

Based in New York

The principal office where Ua Fund Ii LLC performs its advisory services is located at 30 Broad St, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-612-9100 or by fax 212-785-9419. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.urbanamerica.com.