40/86 Advisors, Inc. is a large advisory firm based in Carmel. It manages $23.56 billion of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Indiana.
40/86 Advisors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of 40/86 Advisors, Inc. is $23.56 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and $1.54 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay 40/86 Advisors, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Ronald Frank Ruhl is insurance companies with 7 clients and $21.8 billion of assets under management. Among the 8 most similar advisory firms, 40/86 Advisors has the highest percentage of insurance companies out of all clients.
The amount of regulatory assets under management is $23.56 billion for 17 clients. 40% of the firm’s clients are foreign persons or businesses.
40/86 Advisors also advises several private funds. Namely, five other private funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $500,000.
The company employs 72 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Ronald Frank Ruhl has been acting as President since 1 Sep 2003. Paul H Mcdonough joined the executive team most recently as the Director, Executive Vice President And Chief Financial Officer.
The principal office where 40/86 Advisors, Inc. performs its advisory services is located at 535 N. College Drive, Carmel, IN 46032, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 317-817-4086 or by fax 317-817-5039. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at invest.4086.com/.