Caterpillar Investment Management Ltd is a large advisory firm based in Peoria. It manages $3.88 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2001.
Caterpillar Investment Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Caterpillar Investment Management Ltd is $3.88 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Caterpillar Investment Management Ltd for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
David Leroy Bomberger has been acting as President since 1 Jun 1999. Fredrick Leroy Kaufman joined the executive team most recently as the President/Treasurer/Director.
The principal office where Caterpillar Investment Management Ltd performs its advisory services is located at 411 Hamilton Blvd., Suite 1200, Peoria, IL 61602 3106, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 309-675-5159 or by fax 309-675-6991. The normal business hours are 8:00 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at www.cat.com/services/caterpillar_investment_management_ltd/caterpillar_investment_management_ltd.html.