Samoset Asset Management Company LLC (Darien)


Samoset Asset Management Company LLC is a large advisory firm based in Darien. It manages $114.88 million of regulatory assets for 282 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Florida, Maine, Massachusetts, and New Hampshire.

Samoset Asset Management Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Samoset Asset Management Company: assets under management

The assets under management (AUM) of Samoset Asset Management Company LLC is $114.88 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.67 million in discretionary accounts and $107.21 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $207.35 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $437.59 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Samoset Asset Management Company LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Samoset Asset Management Company LLC

Thomas Grant Hoffman has served as the Chief Investment Officer since 1 Feb 2008 and John Alexander Straus is the Chief Executive Officer of Samoset Asset Management Company LLC family office. Samoset Capital Group Llc joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Samoset Capital Group Llc Member 1 Oct 2007 75% - 100% 20-5801296
Peter Ruhlin Chief operating officer 1 Oct 2007 Other 5521744
William Roy Battey Chairman and chief executive officer 1 Oct 2007 Other 867842
Clark Richard Vannostrand Chief financial officer/chief compliance officer 1 Oct 2007 Other 1862020
David Morley Litt Head of product development 1 Oct 2007 Other 1994324
Peter Stuart Milhaupt Head of sales and marketing 1 Oct 2007 Other 728310
Thomas Grant Hoffman Chief investment officer 1 Feb 2008 Other 1490707
John Alexander Straus Chief executive officer 1 Jun 2010 Other 730182

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Peter Ruhlin Member/board member 1 Jul 2007 25% - 50% 5521744
William Roy Battey Member/board member 1 Jul 2007 25% - 50% 867842

Based in Darien

The principal office where Samoset Asset Management Company LLC performs its advisory services is located at 1540 Boston Post Road, Darien, CT 06820 5900, which is also the mailing address of the firm. An additional office of the firm is in Bedford, NH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-656-9643 or by fax 203-202-9637. The normal business hours are 9:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.samosetllc.com.

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