New England Professional Planning Group Inc. is a large advisory firm based in Westerly. It manages $755.9 million of regulatory assets for 2,146 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Connecticut, Florida, and 13 other states.
New England Professional Planning Group provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for approximately 2,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of New England Professional Planning Group Inc. is $755.9 million. The firm's AUM has grown by 108% since the beginning of its operation, and $3.23 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay New England Professional Planning Group Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of New England Professional Planning Group is individuals with 1,947 clients and $457.69 million of assets under management. Among the 7 most similar advisory firms, New England Professional Planning Group has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $755.9 million for 2,146 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
New England Professional Planning Group doesn't advise any private funds.
The company employs 15 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where New England Professional Planning Group Inc. performs its advisory services is located at 9 Granite Street, Westerly, RI 02891, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 401-596-2800 or by fax 401-596-5980. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at ppgadvisors.com.