Pall Mall Investment Management Limited (London, England)

Pall Mall Investment Management Limited is a large advisory firm based in London, England. It manages $1.06 billion of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Connecticut, New Jersey, and New York.

Pall Mall Investment Management Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pall Mall Investment Management Limited: assets under management

The assets under management (AUM) of Pall Mall Investment Management Limited is $1.06 billion. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $660.79 million in discretionary accounts and $395.67 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.73 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $56.52 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pall Mall Investment Management Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pall Mall Investment Management Limited

Curt H Schibli has served as the Chief Investment Officer since 1 Apr 2007 and Holger Pastel is the Chief Executive Officer of Pall Mall Investment Management Limited family office. James Andrew Hartigan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 16 indirect owners.

Based in London, England

The principal office where Pall Mall Investment Management Limited performs its advisory services is located at 52 A Cromwell Road, London, England, Sw7 5 Be, which is also the mailing address of the firm. An additional office of the firm is in Rowayton, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 20 7590 1350 or by fax +44 20 7590 1351. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.pmim.com.

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