Hayden Harper Advisory, LLC is a large advisory firm based in Charlotte. It manages $110.67 million of regulatory assets for 243 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of North Carolina, Ohio, Pennsylvania, and 4 other states.
Hayden Harper Advisory provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Hayden Harper Advisory, LLC is $110.67 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Hayden Harper Advisory, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pooled investment vehicles. The largest group of clients of Hayden Harper Advisory is high net worth individuals with 30 clients and $95.36 million of assets under management. Among the 13 most similar advisory firms, Hayden Harper Advisory has the 6th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $108.73 million for 82 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Hayden Harper Advisory also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $250,000 for each fund.
The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Hayden Harper Advisory, LLC performs its advisory services is located at 828 East Boulevard, Charlotte, NC 28203, which is also the mailing address of the firm. An additional office of the firm is in Greenville, SC. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 704-343-2447 or by fax 704-343-4961. The normal business hours are 8:30am to 5pm on Monday - Friday.