Market Street Wealth Management Advisors, LLC (Indianapolis)


Market Street Wealth Management Advisors, LLC is a large advisory firm based in Indianapolis. It manages $315.43 million of regulatory assets for 1,185 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Florida, Illinois, Indiana, and Texas.

Market Street Wealth Management Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Market Street Wealth Management Advisors: assets under management

The assets under management (AUM) of Market Street Wealth Management Advisors, LLC is $315.43 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1015% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $315.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $266.18 thousand each.
Market Street Wealth Management Advisors has custody of $42.21 million in cash and securities for 84 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 89% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Market Street Wealth Management Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Market Street Wealth Management Advisors serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Market Street Wealth Management Advisors is high net worth individuals with 109 clients and $233.74 million of assets under management. Among the 8 most similar advisory firms, Market Street Wealth Management Advisors has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $315.43 million for 329 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Market Street Wealth Management Advisors doesn't advise any private funds.

Careers at Market Street Wealth Management Advisors, LLC

The company employs 11 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Market Street Wealth Management Advisors, LLC is owned by Timothy Brad Woodward. Katie Jo Fischer joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Bradley S. Bell Member 1 Jul 2000 Other 4577961
Howard I. Gross Member 1 Jul 2000 Other 4577964
Jeffrey L. Coulter Member 1 Jul 2000 Other 4577965
Jeffrey W. Birk Member 1 Jul 2000 Other 4577967
Steven A. Eichenberger Member 1 Jul 2000 Other 4577970
Steven W. Reed Member 1 Jul 2000 Other 4577974
Kevin Jay Ervin Chief compliance officer 1 Oct 2001 75% - 100% 4577957
Timothy Brad Woodward Owner 1 Jan 2016 Other 6191791
Jessica Lynn Bokhart Owner 1 Jan 2016 Other 6415561
Kyle B Thompson Owner 1 Jan 2016 Other 5824882
Timothy Brad Woodward Chief compliance officer 1 Feb 2017 Other 6191791
Katie Jo Fischer Chief compliance officer 1 Jun 2018 Other 5708470

Based in Indianapolis

The principal office where Market Street Wealth Management Advisors, LLC performs its advisory services is located at 3105 E 98 Th Street, Indianapolis, IN 46280, which is also the mailing address of the firm. An additional office of the firm is in Crawfordsville, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 317-552-0505 or by fax 317-552-1505. The normal business hours are 7:30am - 4:00pm on Monday - Friday. You can find more information about the New York firm at mswma.com/.