Ausdal Financial Partners, Inc. is a large advisory firm based in Davenport. It manages $737.97 million of regulatory assets for 4,687 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Ausdal Financial Partners provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and market timing services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ausdal Financial Partners, Inc. is $737.97 million. The firm's AUM has grown by 2186% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ausdal Financial Partners, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Thomas Arthur Hopkins is individuals with 3,974 clients and $446.56 million of assets under management. Among the 7 most similar advisory firms, Ausdal Financial Partners has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $737.97 million for 4,687 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ausdal Financial Partners doesn't advise any private funds.
The company employs 258 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. 142 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Thomas Arthur Hopkins has been acting as President since 1 May 2009. Nathan David Westcomb joined the executive team most recently as the Chief Compliance Officer.
The principal office where Ausdal Financial Partners, Inc. performs its advisory services is located at 5187 Utica Ridge Rd, Davenport, IA 52807, which is also the mailing address of the firm. An additional office of the firm is in Downers Grove, IL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 563-326-2064 or by fax 563-326-2159. The normal business hours are 0830 to 1630 on Monday - Friday. You can find more information about the New York firm at ausdal.com.