Broadmeadow Capital, LLC is a related adviser based in Barrington. It manages $1.51 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Illinois and Indiana.
Broadmeadow Capital provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Broadmeadow Capital, LLC is $1.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 188% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Broadmeadow Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to other investment advisers and corporations or other businesses. The largest group of clients of David Richard Cabot is other investment advisers with 13 clients and $1.39 million of assets under management. Among the 1 most similar advisory firms, Broadmeadow Capital has the highest percentage of other investment advisers out of all clients.
The amount of regulatory assets under management is $1.51 million for 17 clients. None of the firm’s clients are foreign persons or businesses.
Broadmeadow Capital doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
David Richard Cabot has been acting as President since 1 Jan 2015. Eric Lawrence Biegeleisen has served as the Chief Investment Officer since 1 Jan 2015. Neil Ray Peplinski joined the executive team most recently as the Chief Investment Officer.
The principal office where Broadmeadow Capital, LLC performs its advisory services is located at 330 East Main Street, Barrington, IL 60010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-224-8150 or by fax 312-674-7230. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at broadmeadowcapital.com.