Brokersxpress LLC is a large advisory firm based in Chicago. It manages $829.14 million of regulatory assets for 6,237 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Brokersxpress provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and turnkey asset management platform. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Brokersxpress LLC is $829.14 million. The firm's AUM has grown by 1464% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Brokersxpress LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Ned Wesley Bennett has been acting as President since 1 Nov 2006. Lynn Marie Konop joined the executive team most recently as the Chief Compliance Officer.
The principal office where Brokersxpress LLC performs its advisory services is located at 311 Monroe Street, Suite 1000, Chicago, IL 60606, which is also the mailing address of the firm. An additional office of the firm is in Baytown, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-630-3300. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at brokersxpress.com.