SignaLPoint Asset Management LLC (Springfield)

Name: SignaLPoint Asset Management LLC
Address: 1201 E. Walnut Street, Springfield, MO, 65802
Telephone: 417-869-9980

SignaLPoint Asset Management LLC is a large advisory firm based in Springfield. It manages $337.98 million of regulatory assets for 1,327 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arkansas, California, Colorado, and 12 other states.

SignaLPoint Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

SignaLPoint Asset Management: assets under management

The assets under management (AUM) of SignaLPoint Asset Management LLC is $337.98 million. The firm's AUM has grown by 362% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $328.74 million in discretionary accounts and $9.23 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $253.07 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $329.8 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 40% of the total AUM. The second-largest asset type is exchange traded securities, which make up 33% of the firm’s portfolio. Investments in cash and cash equivalents form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay SignaLPoint Asset Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients SignaLPoint Asset Management serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of SignaLPoint Asset Management is high net worth individuals with 107 clients and $244.77 million of assets under management. Among the 9 most similar advisory firms, SignaLPoint Asset Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $337.98 million for 507 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

SignaLPoint Asset Management doesn't advise any private funds.

Careers at SignaLPoint Asset Management LLC

The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Randy Glen Faith	Member	1 Jun 2008	Other	5558192
Glenn Cornelius Schoen	Member	1 Jun 2008	Other	5558195
Rick Drew Bohlman	Member	1 Jun 2008	Other	5558199
Thomas Meldrum Veale	Managing member, managing director, chief investment officer	1 Jun 2008	Other	5558203
Dennis Walker	Member	1 Jun 2008	Other	1058338
Gregg Skip Motsenbocker	Managing member, chief compliance officer	1 Jun 2008	Other	5473408
Michael James Orzel	Managing member, managing director, chief executive officer	1 Aug 2008	Other	2918793
John Clark Swenson	Member	1 Sep 2009	Other	1219390
David J. Griffiths	Member	1 Nov 2009	Other	4351262
David J. Griffiths	Member	1 Jan 2010	Other	4351262
Glenn H Timson	Member	1 Dec 2010	Other	4195896
Brandon Gene Dodson	Member	1 Dec 2012	Other	4455953
John Wendland Handy	Managing director, portfolio strategist	1 Jan 2014	Other	1580981
Dennis Walker	Managing director	1 Jan 2014	Other	1058338
Jonathan Craig Timson	Managing director	1 Jan 2014	Other	2031301
Jonathan Craig Timson	Managing director	1 Sep 2014	Other	2031301
Walter Russell Costenbader	Chief compliance officer	1 Feb 2015	Other	1828345
Catherine A Bohlman	Member	1 Jan 2016	Other	6626111

Based in Springfield

The principal office where SignaLPoint Asset Management LLC performs its advisory services is located at 1201 E. Walnut Street, Springfield, MO 65802, which is also the mailing address of the firm. An additional office of the firm is in Matthews, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 417-869-9980 or by fax 417-869-9987. The normal business hours are 8:30 a.m - 5 p.m. on Monday - Friday. You can find more information about the New York firm at signalpointinvest.com.