Ixis Securities North America Inc. (New York)

Ixis Securities North America Inc. is a large advisory firm based in New York. It manages $7.34 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2005.

Ixis Securities North America provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ixis Securities North America: assets under management

The assets under management (AUM) of Ixis Securities North America Inc. is $7.34 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 111% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.34 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.05 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ixis Securities North America Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ixis Securities North America Inc.

Frank Michael Fletcher has been acting as President since 1 Mar 2003. Caisse Nationale Des Caisses D'epargne Cnce joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paul Anthony Sieczka	Director & financial principal	1 Nov 1992	Other	2270278
David Leslie Askren	Corporate secretary	1 Jun 1993	Other	2043198
Louis Pinto	Director & cao	1 Jun 1996	Other	1545337
Ixis Capital Markets North America Inc.	Owner	1 Apr 1997	75% - 100%	13-3559484
Natixis Capital Markets Inc.	Owner	1 Apr 1997	75% - 100%	13-3559484
William Branagh	Managing director & operations principal	1 Jul 2000	Other	2350108
Salvatore Anthony Demarco	Director	1 Jun 2001	Other	1708179
Eric Jay Raiten	Managing director	1 Aug 2002	Other	4315147
William Dellal	Managing director	1 Aug 2002	Other	1759633
Vuk Milan Bulajic	Managing director & senior registered options principal	1 Aug 2002	Other	1872997
Kenneth Michael Adler	Managing director	1 Dec 2002	Other	1417207
Michael Anthony Megliola	Managing director	1 Dec 2002	Other	4279174
Frank Michael Fletcher	Director	1 Mar 2003	Other	4191513
Henry James Sandlass	Managing director	1 Mar 2003	Other	1461447
Kenneth Mark Wormser	Managing director	1 Mar 2003	Other	2099206
Joseph Francis Vuolo	Director & cco	1 Jun 2003	Other	2248379
Samuel Yves Bouchot	Vice president	1 Mar 2004	Other	4721514
Roelof Aart Adriaan Jacobs	Vice president	1 Mar 2004	Other	3100931
Ramine Rouhani	Managing director	1 Sep 2004	Other	2053862
Luc De Clapiers	Ceo	1 Sep 2004	Other	2350193
Paul Thomas Monaghan	Managing director	1 Mar 2005	Other	2633977
John Nick Papatsos	Director and financial principal	1 Dec 2005	Other	4416912

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ixis North America Inc.	Owner	1 Mar 1990	75% - 100%	13-3605907
Natixis North America Inc.	Owner	1 Mar 1990	75% - 100%	13-3605907
Banque Populaires Regionales (Bpr)	Owner	1 Jun 1998	75% - 100%	foreign
Caisse Des Depots Et Consignations	Owner	1 Jun 2004	25% - 50%	13-3759209
Caisse D'epargne Cep	Owner	1 Jun 2004	50% - 75%	foreign
Caisse Des Depots Et Consignations Cdc	Owner	1 Jun 2004	75% - 100%	13-3759209
Cdc Holding Finance	Owner	1 Jun 2004	25% - 50%	foreign
Ixis Corporate & Investment Bank Cib	Owner	1 Oct 2004	75% - 100%	foreign
Ixis Corporate & Investment Bank Ixis Cib	Owner	1 Oct 2004	75% - 100%	foreign
Caisse Nationale Des Caisses D'epargne Cnce	Owner	1 Jan 2005	75% - 100%	foreign
Caisse Nationale Des Caisses D'epargne Cnce	Owner	1 Nov 2006	25% - 50%	foreign
Natixis	Owner	1 Nov 2006	75% - 100%	foreign
Banque Federale Des Banques Populaires Bfbp	Owner	1 Nov 2006	25% - 50%	foreign

Based in New York

The principal office where Ixis Securities North America Inc. performs its advisory services is located at 9 West 57 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-891-6100 or by fax 212-891-1800. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday.