Niemann Capital Management Inc (Carson City)


Niemann Capital Management Inc is a large advisory firm based in Carson City. It manages $177.26 million of regulatory assets for 957 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 36 other states.

Niemann Capital Management provides portfolio management for individuals and small businesses and non-discretionary investment advice to investment advisers, investment companies, broker-dealers and others. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Niemann Capital Management: assets under management

The assets under management (AUM) of Niemann Capital Management Inc is $177.26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 41% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $177.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $185.22 thousand each.

Investments

The firm invests in cash and cash equivalents the most. They account for 80% of the total AUM. The second-largest asset type is exchange traded securities, which make up 20% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Niemann Capital Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Donald Wilson Niemann serves?

The firm provides services to individuals and corporations or other businesses. The largest group of clients of Donald Wilson Niemann is individuals with 496 clients and $160.56 million of assets under management. Among the 7 most similar advisory firms, Niemann Capital Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $173.57 million for 531 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Niemann Capital Management doesn't advise any private funds.

Careers at Niemann Capital Management Inc

The company employs 9 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 65 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Donald Wilson Niemann has been acting as President since 1 Feb 1994. Scott Allan Freund joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Donald Wilson Niemann President 1 Feb 1994 75% - 100% 1092666
Richard Paul West Vice-president 1 Jan 2000 Other 4363139
Martin Jay Ratner Vice president 1 May 2001 Other 1723555
Richard Paul West Vice-president, chief compliance officer 1 Dec 2004 Other 4363139
Monica Dinsmore Director of operations 1 Mar 2007 Other 5314440
Andrew Michael Baugh Ceo 1 Apr 2007 Other 2621445
Mark M. Peixoto Chief operating officer 1 Dec 2007 Other 4782526
Mark M. Peixoto Chief executive officer 1 Dec 2008 Other 4782526
Scott Allan Freund Chief financial officer 1 Jan 2017 Other 6772236
Bryan D. Hoadley Chief executive officer 1 Jan 2017 Other 6772246

Based in Carson City

The principal office where Niemann Capital Management Inc performs its advisory services is located at 3108 Silver Sage Drive, Suite A, Carson City, NV 89701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-622-1626 or by fax 831-462-0755. The normal business hours are 7:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ncm.net.