Fields Financial Associates, Inc. is a large advisory firm based in Westlake Village. It manages $87 million of regulatory assets for 104 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.
Fields Financial Associates provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fields Financial Associates, Inc. is $87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 126% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Fields Financial Associates, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The principal office where Fields Financial Associates, Inc. performs its advisory services is located at 2659 Townsgate Road, Suite 246, Westlake Village, CA 91361, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 805-446-4494 or by fax 805-446-4499. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.