Halcyon Management Acquisition Company LLC (New York)


Halcyon Management Acquisition Company LLC is a large advisory firm based in New York. It manages $1.77 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2010.

Halcyon Management Acquisition Company provides portfolio management for pooled investment vehicles and collateral management for clo entities. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Halcyon Management Acquisition Company: assets under management

The assets under management (AUM) of Halcyon Management Acquisition Company LLC is $1.77 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 489% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.77 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $252.43 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Halcyon Management Acquisition Company LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Halcyon Management Acquisition Company LLC

John M. Bader has been acting as President since 1 Dec 2009. Halcyon Management Partners Lp joined the executive team most recently as the Limited Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Suzanne Mcdermott Chief compliance officer, associate general counsel 1 Dec 2009 Other 5631150
David Numa Snyder Portfolio manager 1 Dec 2009 Other 5773960
Manish Mital General counsel, vice president, secretary 1 Dec 2009 Other 5314435
Thomas Paul Hirschfeld Chief operating officer, vice president 1 Dec 2009 Other 1574394
Aaron Goldberg Chief financial officer, vice president, treasurer 1 Dec 2009 Other 4650748
John M. Bader Chairman 1 Dec 2009 Other 1622355
Kevah Ross Konner Vice chairman 1 Dec 2009 Other 1387228
Ross Smead Chief investment officer, portfolio manager 1 Dec 2009 Other 5208228
Brian Yorke Portfolio manager, head trader 1 Dec 2009 Other 5208232
Joseph Wolf Hill Director of client relations 1 Dec 2009 Other 849241
Halcyon Holdings Llc Managing member 1 Mar 2010 75% - 100% 22-3939921
Suzanne Mcdermott Chief compliance officer, associate general counsel 1 Mar 2010 Other 5631150
David Numa Snyder Executive officer 1 Mar 2010 Other 5773960
Manish Mital General counsel 1 Mar 2010 Other 5314435
Thomas Paul Hirschfeld Manager, chief operating officer 1 Mar 2010 Other 1574394
Aaron Goldberg Chief financial officer 1 Mar 2010 Other 4650748
Kevah Ross Konner Manager 1 Mar 2010 Other 1387228
Ross Smead Manager, chief investment officer 1 Mar 2010 Other 5208228
Brian Yorke Manager 1 Mar 2010 Other 5208232
James William Sykes Manager 1 Mar 2010 Other 441518
Halcyon Loan Management Llc Member 1 Mar 2010 75% - 100% 27-2341953
Alan Slifka Estate Of Member 1 Feb 2011 Other 426359
Halcyon Loan Management Llc Member 1 Aug 2012 75% - 100% 27-2341953

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
John M. Bader Managing principal 1 Mar 2010 25% - 50% 1622355
Halcyon Management Holdings Lp Member 1 Aug 2012 75% - 100% 80-0877872
John M. Bader Managing principal 1 Dec 2012 25% - 50% 1622355
Halcyon Management Partners Lp Limited partner 1 Dec 2012 75% - 100% 90-0919086

Based in New York

The principal office where Halcyon Management Acquisition Company LLC performs its advisory services is located at 477 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-303-9400 or by fax 212-935-1831. The normal business hours are 8:30 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at halcyonllc.com.