Thayer Hotel Investments V LLC (Annapolis)


Thayer Hotel Investments V LLC is a related adviser based in Annapolis. It manages $82.79 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Maryland.

Thayer Hotel Investments V provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thayer Hotel Investments V: assets under management

The assets under management (AUM) of Thayer Hotel Investments V LLC is $82.79 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -89% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $82.79 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.6 million each.
Thayer Hotel Investments V has custody of $82.79 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thayer Hotel Investments V LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thayer Hotel Investments V serves?

The only and largest group of clients of Thayer Hotel Investments V is pooled investment vehicles with 3 clients and $82.79 million of assets under management. Among the 4 most similar advisory firms, Thayer Hotel Investments V has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $82.79 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Thayer Hotel Investments V also advises several private funds. Namely, three real estate funds. The minimum investment commitment required of non-related persons ranges from $643,978 to $97,153,937.

Careers at Thayer Hotel Investments V LLC

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Leland Clark Pillsbury Owner, member of investment committee 1 Jul 2008 25% - 50% 6028625
Frederic Vincent Malek Owner, member of investment committee 1 Jul 2008 Other 4677632
George Dixon Dabney Vice president, assistant treasurer - member of investment committee 1 Jul 2008 Other 6028664
Kimberly A. Gauthier Vice president, assistant secretary 1 Jul 2008 Other 6319996
Carroll Morris Warfield Owner, vice president, treasurer- member of investment committee 1 Jul 2008 Other 6028675
Thomas Edward Kammerer Vice president, secretary 1 Jul 2008 Other 6028683
Bruce Gordon Wiles President, owner, member of investment committee 1 Jul 2008 Other 1288821
Nghiem Sun Do Vice president, assistant secretary 1 Jul 2008 Other 6329578
Malek Hotels Llc Owner 1 Feb 2009 Other 54-1915759
Shai Zelering Member of investment committee 1 Jan 2014 Other 6329562
Mary Jane Wilkerson Chief compliance officer 1 Apr 2014 Other 6028686
Linda Doo Hi Yau Member of investment committee 1 Apr 2014 Other 6329558
Ronald Fisher Dayn Chief compliance officer 1 Jun 2014 Other 6257213
Michael Paul Zink Vice president and treasurer 1 Jan 2017 Other 6932934

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Frederic Vincent Malek Administration member 1 Feb 2009 75% - 100% 4677632

Based in Annapolis

The principal office where Thayer Hotel Investments V LLC performs its advisory services is located at 1997 Annapolis Exchange Pkwy., Annapolis, MD 21401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-268-0515 or by fax 410-268-1582. The normal business hours are 9:00am-6:00pm on Monday - Friday. You can find more information about the New York firm at thayerlodging.com.