Kubhera Enterprises LLC (Princeton)


Kubhera Enterprises LLC is a large advisory firm based in Princeton. It manages $122.5 million of regulatory assets for 705 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida, Maryland, New Jersey, New York, and Pennsylvania.

Kubhera Enterprises provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Kubhera Enterprises: assets under management

The assets under management (AUM) of Kubhera Enterprises LLC is $122.5 million. The firm's AUM has grown by 5% since the beginning of its operation, and $500 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $107.33 million in discretionary accounts and $15.17 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $162.86 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $329.84 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 30% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 30% of the firm’s portfolio. Investments in investment and business development companies form 20% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kubhera Enterprises LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kubhera Enterprises serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Kubhera Enterprises is high net worth individuals with 335 clients and $85.96 million of assets under management. Among the 11 most similar advisory firms, Kubhera Enterprises has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $122.5 million for 422 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Kubhera Enterprises doesn't advise any private funds.

Careers at Kubhera Enterprises LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Venkat Krishnaswamy Chief compliance officer 1 Sep 2009 25% - 50% 5314851
Jishnu Llc Managing member 1 Mar 2011 25% - 50% 27-4570291
Vyasa Llc Member 1 Mar 2011 25% - 50% 27-4570408
Els3 Llc Member 1 Mar 2011 25% - 50% 27-4571528

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Venkat Krishnaswamy Managing member 1 Mar 2010 Other 5314851
Ethan Schneid Managing member 1 Mar 2011 Other 4696246
Ganga Mukkavilli Managing member 1 Mar 2011 Other 5191961

Based in Princeton

The principal office where Kubhera Enterprises LLC performs its advisory services is located at 742 Alexander Road, Suite 305, Princeton, NJ 08540, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 609-799-5900 or by fax 609-799-5909. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at kubhera.com.