Fifth Street Clo Management LLC (Greenwich)

Name: Fifth Street Clo Management LLC
Address: 777 West Putnam Avenue, Greenwich, CT, 06830
Telephone: 203-681-3600

Fifth Street Clo Management LLC is a large advisory firm based in Greenwich. It manages $726.05 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California and Connecticut.

Fifth Street Clo Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fifth Street Clo Management: assets under management

The assets under management (AUM) of Fifth Street Clo Management LLC is $726.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $726.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $363.03 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fifth Street Clo Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fifth Street Clo Management LLC

Bernard D. Berman has been acting as President since 1 Jun 2015. Ivelin M. Dimitrov has served as the Chief Investment Officer since 1 Jun 2015 and Leonard M. Tannenbaum is the Chief Executive Officer of Fifth Street Clo Management LLC family office. Bernard David Berman joined the executive team most recently as the Co President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bernard D. Berman	President	1 Jun 2015	Other	5465124
Leonard M. Tannenbaum	Chief executive officer	1 Jun 2015	Other	2524216
Ivelin M. Dimitrov	Chief investment officer	1 Jun 2015	Other	5636689
Steven M. Noreika	Chief financial officer	1 Jun 2015	Other	5904252
David H. Harrison	Chief compliance officer	1 Jun 2015	Other	6193932
Alexander C. Frank	Chief operating officer	1 Jun 2015	Other	2046878
Fifth Street Holdings L.P.	Sole member	1 Jun 2015	75% - 100%	47-1253852
Steven Matthew Noreika	Chief financial officer	1 Jun 2015	Other	5904252
Leonard Mark Tannenbaum	Chief executive officer	1 Jun 2015	Other	2524216
Ivelin Mitkov Dimitrov	Chief investment officer	1 Jun 2015	Other	5636689
Alexander Charles Frank	Chief operating officer	1 Jun 2015	Other	2046878
Kerry Shannon Acocella	Chief compliance officer and executive director, legal	1 Oct 2015	Other	6573587
Bernard David Berman	Co-president	1 Jan 2017	Other	5465124
Patrick James Dalton	Co-president	1 Jan 2017	Other	2950390

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Leonard M. Tannenbaum	Sole shareholder of fsc ct ii, inc.	1 Oct 2014	75% - 100%	2524216
Leonard Mark Tannenbaum	Sole shareholder of fsc ct ii, inc.	1 Oct 2014	75% - 100%	2524216
Inc. Fsc Ct Ii	Limited partner of fifth street holdings l.p.	1 Nov 2014	50% - 75%	47-2294713
Fifth Street Asset Management Inc.	General partner of fifth street holdings l.p.	1 Nov 2014	25% - 50%	46-5610118

Based in Greenwich

The principal office where Fifth Street Clo Management LLC performs its advisory services is located at 777 West Putnam Avenue, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-681-3600 or by fax 203-681-3789. The normal business hours are 8:30 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at fifthstreetfinance.com.