Ken Gross Financial, Inc. (Thousand Oaks)


Ken Gross Financial, Inc. is an adviser based in Thousand Oaks. It manages $41.26 million of regulatory assets for 139 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California and Texas.

Ken Gross Financial provides financial planning services, portfolio management for individuals and small businesses, and income tax preparation. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ken Gross Financial: assets under management

The assets under management (AUM) of Ken Gross Financial, Inc. is $41.26 million. The firm's AUM has grown by 36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ken Gross Financial, Inc. for their services and products based on hourly charges and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ken Gross Financial, Inc.

Kenneth Dean Gross has been acting as President since 1 Jan 1999. Kenneth Gross joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kenneth Dean Gross President/chief compliance officer 1 Jan 1999 75% - 100% 2394792
Kenneth Gross President 1 Jan 1999 75% - 100% 2394792

Based in Thousand Oaks

The principal office where Ken Gross Financial, Inc. performs its advisory services is located at One Boardwalk Avenue,, Thousand Oaks, CA 91360, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-494-1825 or by fax 805-494-4541. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.