J. L. Kaplan Associates, LLC is a large advisory firm based in Boston. It manages $312.3 million of regulatory assets for 169 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, California, Connecticut, and 18 other states.
J. L. Kaplan Associates provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of J. L. Kaplan Associates, LLC is $312.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -88% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay J. L. Kaplan Associates, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
James Lawrence Kaplan has been acting as President since 1 May 1976. Jaime Utano joined the executive team most recently as the Chief Compliance Officer.
The principal office where J. L. Kaplan Associates, LLC performs its advisory services is located at 200 Berkeley Street, Boston, MA 02116, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 617-542-1655 or by fax 617-542-2239. The normal business hours are 9:00 a.m. to 5:00p.m. on Monday - Friday.