Lockton Investment Advisors, LLC is a pension cosultant based in Kansas City. It manages $5.13 billion of regulatory assets for 205 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Colorado, and 30 other states.
Lockton Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Lockton Investment Advisors, LLC is $5.13 billion. The firm's AUM has grown by 41% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Lockton Investment Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Pamela Ann Popp is pension and profit sharing plans with 205 clients and $5.13 billion of assets under management. Among the 8 most similar advisory firms, Lockton Investment Advisors has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $5.13 billion for 205 clients. None of the firm’s clients are foreign persons or businesses.
Lockton Investment Advisors doesn't advise any private funds.
The company employs 123 people that are either part- or full-time employees. 84 percent of the employees work as investment advisers or researchers. 103 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Pamela Ann Popp has been acting as President since 1 Sep 2014. Karen Fischer Prange joined the executive team most recently as the Cco.
The principal office where Lockton Investment Advisors, LLC performs its advisory services is located at 444 W 47 Th Street, Kansas City, MO 64112, which is also the mailing address of the firm. An additional office of the firm is in Campbell, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 816-960-9000 or by fax 816-960-9099. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at lockton.com/.