Evergreen Capital Management LLC is a large advisory firm based in Bellevue. It manages $2.2 billion of regulatory assets for 1,696 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, Arizona, California, and 12 other states.
Evergreen Capital Management provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, educational seminars and workshops, and unsolicited investment advice on an ad hoc basis. It prepares financial plans for approximately 560 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Evergreen Capital Management LLC is $2.2 billion. The firm's AUM has grown by 2337% since the beginning of its operation, and $8.62 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Evergreen Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Evergreen Capital Management is high net worth individuals with 327 clients and $1.91 billion of assets under management. Among the 7 most similar advisory firms, Evergreen Capital Management has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.2 billion for 725 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Evergreen Capital Management doesn't advise any private funds.
The company employs 32 people that are either part- or full-time employees. 66 percent of the employees work as investment advisers or researchers. 18 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
David Mills Hay has served as the Chief Investment Officer since 1 Jun 2002. Jeffrey B Dicks joined the executive team most recently as the Portolio Manager.
The principal office where Evergreen Capital Management LLC performs its advisory services is located at 10500 Ne 8 Th Street, Bellevue, WA 98004, which is also the mailing address of the firm. An additional office of the firm is in Portland, OR. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 425-467-4600 or by fax 425-467-4606. The normal business hours are 8:00 a.m. to 4:00p.m. on Monday - Friday. You can find more information about the New York firm at evergreencapital.net.