Syntax Advisors, LLC is a mid-sized advisory firm based in New York. It manages $71.7 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of New York.
Syntax Advisors provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Syntax Advisors, LLC is $71.7 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 40% since the beginning of its operation, and $209.44 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Syntax Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Kathleen Camille Cuocolo is investment companies with 1 clients and $48.14 million of assets under management. Among the 3 most similar advisory firms, Syntax Advisors has the 2nd highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $71.7 million for 3 clients. None of the firm’s clients are foreign persons or businesses.
Syntax Advisors also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.
The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Kathleen Camille Cuocolo has been acting as President since 1 Nov 2016. Carly Lynn Arison joined the executive team most recently as the Senior Vice President.
The principal office where Syntax Advisors, LLC performs its advisory services is located at 110 E. 59 Th Street, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Concord, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (212) 880-0200 or by fax (646) 253-5560. The normal business hours are 9:00- 5:00 on Monday - Friday.