Capital Planning Advisors LLC is a large advisory firm based in Roseville. It manages $572 million of regulatory assets for 771 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Hawaii, and Texas.
Capital Planning Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Capital Planning Advisors LLC is $572 million. The firm's AUM has grown by 218% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Capital Planning Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Capital Planning Advisors is high net worth individuals with 102 clients and $348 million of assets under management. Among the 12 most similar advisory firms, Capital Planning Advisors has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $512 million for 299 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Capital Planning Advisors doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Capital Planning Advisors LLC performs its advisory services is located at 1420 Rocky Ridge Drive, Roseville, CA 95661, which is also the mailing address of the firm. An additional office of the firm is in Walnut Creek, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 916-286-7650 or by fax 916-290-0926. The normal business hours are 8:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at capitalplanningadvisors.com.