Berno Gambal & Barbee Inc (Arlington)


Berno Gambal & Barbee Inc is a large advisory firm based in Arlington. It manages $566.64 million of regulatory assets for 181 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, District of Columbia, and 8 other states.

Berno Gambal & Barbee provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Berno Gambal & Barbee: assets under management

The assets under management (AUM) of Berno Gambal & Barbee Inc is $566.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1862% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $566.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.13 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Berno Gambal & Barbee Inc for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
William Stephen Berno Managing director 1 Jun 1994 25% - 50% 872596
Paul Gambal Managing director 1 Jun 1994 25% - 50% 1493694
Scott Lon Barbee Managing director 1 Aug 1997 25% - 50% 2359088

Based in Arlington

The principal office where Berno Gambal & Barbee Inc performs its advisory services is located at 1100 North Glebe Rd, Arlington, VA 22201 7788, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 703-528-7788 or by fax 703-528-1395. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at bgbinc.com.