Security Global Investors, LLC (San Francisco)


Security Global Investors, LLC is a large advisory firm based in San Francisco. It manages $739.72 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Connecticut, and Kansas.

Security Global Investors provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Security Global Investors: assets under management

The assets under management (AUM) of Security Global Investors, LLC is $739.72 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1046% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $739.72 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $56.9 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Security Global Investors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Security Global Investors, LLC

Richard Mark Goldman has been acting as President since 1 May 2007. Keith Arthur Fletcher joined the executive team most recently as the Sr. Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Security Benefit Life Insurance Company Member 1 May 2007 75% - 100% 48-0409770
Amy Jo Lee Secretary 1 May 2007 Other 1161869
Brenda Marie Harwood Chief compliance officer 1 May 2007 Other 1522593
Thomas Richard Kaehr Treasurer 1 May 2007 Other 4601435
Richard Mark Goldman President 1 May 2007 Other 4408256
Kris Alan Robbins Managing member 1 May 2007 Other 3088247
John Dodig Boich Head of global/international equity 1 Jun 2007 Other 1357740
James Kevin Lammert Vice president 1 Sep 2007 Other 4026170
Security Benefit Corporation Member 1 Dec 2008 75% - 100% 48-1202239
Christopher Lee Phalen Vice president 1 Mar 2009 Other 2599683
Keith Arthur Fletcher Vice president 1 Mar 2009 Other 735212
Lisa Michelle Young Assistant treasurer 1 Nov 2009 Other 2596425
John Forest Frye Tresurer 1 Dec 2009 Other 5573869
Llc Security Benefit Asset Management Member 1 Jun 2010 Other 27-3066166
Keith Arthur Fletcher Sr. vice president 1 Jul 2010 Other 735212
Michael Paul Byrum Sr. vice president 1 Jul 2010 Other 2254181
Nikolaos Bonos Sr. vice president 1 Jul 2010 Other 4145475
John Joseph Linnehan Sr. vice president & cfo 1 Jul 2010 Other 2308361
Marc Claude Zeitoun Sr. vice president 1 Jul 2010 Other 2639942
Amanda Joy Kiefer Assistant secretary 1 Jul 2010 Other 5090355
Francois Coeytaux Assoc. cco 1 Jul 2010 Other 4359245
Joanna Marie Catalucci Sr. vice president 1 Jul 2010 Other 4148421
Joseph Marvel Arruda Vice president 1 Jul 2010 Other 4625312

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Security Benefit Corporation Shareholder 1 Jul 1998 75% - 100% 48-1202239
Security Benefit Mutual Holding Company Shareholder 1 Jul 1998 75% - 100% 48-635687
Security Benefit Corporation Member 1 Jun 2010 75% - 100% 48-1202239
Howard Rudolph Fricke Manager 1 Jun 2010 75% - 100% 1472257
Llc Guggenheim Sbc Holdings Shareholder 1 Jul 2010 75% - 100% 27-1974054
Llc Eldridge Investors 100% membership interest 1 Jul 2010 75% - 100% 27-1973901
Llc Guggenheim Knights Of Security Managing member 1 Jul 2010 75% - 100% 94-3489008
Llc Guggenheim Lawrence Managing member 1 Jul 2010 75% - 100% 94-3489008
Llc Sb Kansas Investors 80% membership interest 1 Jul 2010 75% - 100% 27-1967140
Robert Patton Member 1 Jul 2010 75% - 100% 5840546

Based in San Francisco

The principal office where Security Global Investors, LLC performs its advisory services is located at 801 Montgomery Steet, San Francisco, CA 94133 5164, which is also the mailing address of the firm. An additional office of the firm is in Topeka, KS. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 415-274-7700 or by fax 415-274-7702. The normal business hours are 8 am - 5 pm on Monday - Friday.