Retirement Plus, Inc. (Leawood)


Retirement Plus, Inc. is a large advisory firm based in Leawood. It manages $60.76 million of regulatory assets for 950 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Kansas and Missouri.

Retirement Plus provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Retirement Plus: assets under management

The assets under management (AUM) of Retirement Plus, Inc. is $60.76 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $63.96 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Retirement Plus, Inc. for their services and products based on a percentage of assets under management, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Retirement Plus, Inc.

Randall Phillip Hallier has been acting as President since 1 Mar 1991. Robert Joseph Mccarthy joined the executive team most recently as the Treasurer, Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Randall Phillip Hallier President 1 Mar 1991 75% - 100% 2405471
Randall Phillip Hallier President 1 Apr 1991 75% - 100% 2405471
Inc. Mesa Financial Advisors Majority shareholder 1 Apr 2007 75% - 100% 20-2614986
Robert Joseph Mccarthy Treasurer, director 1 Dec 2008 25% - 50% 1656946
Mark J Henke Secretary, director 1 Dec 2008 25% - 50% 5632998

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
L. Edward Baker Shareholder 1 Feb 1999 75% - 100% 1943143
Llc Mesa Holdings Shareholder 1 Apr 2007 75% - 100% 20-2173722
Inc. Mesa Holdings Shareholder 1 Apr 2007 75% - 100% 20-2173722
Llc Baker Capital Shareholder 1 Nov 2007 25% - 50% 41-1955119

Based in Leawood

The principal office where Retirement Plus, Inc. performs its advisory services is located at 3400 College Blvd, Leawood, KS 66211 1919, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-742-7200 or by fax 913-402-1032. The normal business hours are 8:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at www.retirementplusinc.com.