The Kinney Group, LLC is a large advisory firm based in Pasadena. It manages $111.51 million of regulatory assets for 306 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of California and Colorado.
The Kinney Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of The Kinney Group, LLC is $111.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay The Kinney Group, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of The Kinney Group is high net worth individuals with 47 clients and $97.09 million of assets under management. Among the 12 most similar advisory firms, The Kinney Group has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $108.06 million for 88 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
The Kinney Group doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where The Kinney Group, LLC performs its advisory services is located at 201 South Lake Avenue, Pasadena, CA 91101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (626) 796-1860 or by fax (626) 796-1864. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at kinneygroupwm.com.