Bfn Asset Management, Inc. (Manitowoc)


Bfn Asset Management, Inc. is a large advisory firm based in Manitowoc. It manages $33.6 million of regulatory assets for 145 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Wisconsin.

Bfn Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bfn Asset Management: assets under management

The assets under management (AUM) of Bfn Asset Management, Inc. is $33.6 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $33.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $231.72 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bfn Asset Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bfn Asset Management, Inc.

Daniel James Lalko has been acting as President since 1 Nov 2005. Steven David Ferris joined the executive team most recently as the President And Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Daniel James Lalko Director 1 Nov 2005 Other 5076170
Paul Joseph Callan Director, vice president and treasurer 1 Nov 2005 Other 2035381
Rachel Elizabeth Wiegert Director and secretary 1 Nov 2005 Other 5076178
First National Bank Shareholder 1 Dec 2005 75% - 100% 39-0447799
Steven David Ferris President and chief compliance officer 1 Dec 2009 Other 2861293
David John Diedrich Director 1 Dec 2009 Other 5747853

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Bank First National Shareholder 1 Dec 2005 75% - 100% 39-1435359

Based in Manitowoc

The principal office where Bfn Asset Management, Inc. performs its advisory services is located at 402 N. 8 Th Street, Manitowoc, WI 54221, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 920-652-3205 or by fax 920-793-4637. The normal business hours are 8:00 a.m.-5:00 p.m. on Monday - Friday.