American Skandia Advisory Services, Inc. (Shelton)


American Skandia Advisory Services, Inc. is a large advisory firm based in Shelton. It manages $58.84 million of regulatory assets for 633 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, California, Colorado, and 19 other states.

American Skandia Advisory Services provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

American Skandia Advisory Services: assets under management

The assets under management (AUM) of American Skandia Advisory Services, Inc. is $58.84 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay American Skandia Advisory Services, Inc. for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at American Skandia Advisory Services, Inc.

Wade Adrian Dokken has been acting as President since 1 Oct 2000. Judy Ann Rice joined the executive team most recently as the President, Officer In Charge, Ceo, Coo And Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. American Skandia Direct parent of american skandia advisory services, inc. 1 Sep 2000 75% - 100% 06-1198540
Wade Adrian Dokken Chairman 1 Oct 2000 Other 1295088
Gordon Christopher Boronow Director 1 Oct 2000 Other 1970828
Richard Gordon Davy Director 1 Oct 2000 Other 1085435
Patricia Jean Abram Director & executive v.p. 1 Oct 2000 Other 866599
Nathan David Kuperstock Director and v.p. 1 Oct 2000 Other 1979986
Thomas Michael Mazzaferro Director 1 Oct 2000 Other 1617344
Deborah Gorman Ullman Director & president 1 Oct 2000 Other 2363407
John Birch Director 1 Oct 2000 Other 2628693
Mary Toumpas V.p. 1 Oct 2000 Other 343341
David Robert Monroe Treasurer 1 Oct 2000 Other 3100551
Richard Daniel Levin Director & compliance officer 1 Oct 2000 Other 4358542
Timothy Sean Cronin Investment committee 1 Oct 2000 Other 2664443
Jeffrey Mark Ulness Investment committee 1 Oct 2000 Other 4419633
Michael Alfred Walton Murray Chairman of investment committee 1 May 2001 Other 2338843
Lincoln Redman Collins Director 1 May 2001 Other 1942964
Robert Kevin Leach Investment committee 1 Sep 2001 Other 2775588
Edward Paul Macdonald Investment committee 1 Sep 2001 Other 4512680
Carl Allen Cavaliere Vice president 1 Dec 2001 Other 2656262
Robert George Whitcher Director 1 Dec 2001 Other 4518240
Timothy David Rogers Vice president 1 Jan 2002 Other 4518229
Hollie Christine Briggs Investment committee 1 Apr 2002 Other 1849097
Charles Richard Shaw Investment committee 1 Apr 2002 Other 4307628
Christopher Daniel Rosato Investment committee 1 Apr 2002 Other 2592937
Craig J. Calderone Investment committee 1 Apr 2002 Other 4538584
Judy Ann Rice President, officer-in-charge, ceo, coo and director 1 May 2003 Other 67215
Robert Francis Gunia Executive vice president, chief administrative officer and director 1 May 2003 Other 1367737
William Vincent Healey Executive vice president & chief legal officer 1 May 2003 Other 1551214
Philip Nicholas Russo Executive vice president, chief financial officer and director 1 May 2003 Other 4344967
Keitha Lee Kinne Executive vice president & director 1 May 2003 Other 2039630
David Roehner Odenath Executive vice president 1 May 2003 Other 872856
Kevin Burdick Osborn Executive vice president and director 1 May 2003 Other 1697127
Lynn Mary Waldvogel Executive vice president and director 1 May 2003 Other 1367662
Marguerite Howard Morrison Senior vice president & secretary 1 May 2003 Other 1754411
Shaun Michael Byrnes Director 1 May 2003 Other 2950855

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Skandia U.S. Holding Corporation Indirect parent of applicant 1 Oct 2000 75% - 100% 22-2936425
Skandia Afs Development Holding Corporation Indirect parent of applicant 1 Oct 2000 75% - 100% 13-3921265
Skandia Insurance Company Ltd. Indirect parent of applicant 1 Oct 2000 75% - 100% none
Skandia U.S. Inc. Indirect parent of applicant 1 Oct 2000 75% - 100% 13-3921265
Inc. Prudential Financial Shareholder 1 May 2003 75% - 100% 22-3703799

Based in Shelton

The principal office where American Skandia Advisory Services, Inc. performs its advisory services is located at One Corporate Drive, Shelton, CT 06484, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-926-1888 or by fax 203-402-3253. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.americanskandia.com.

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