Scout Investments, Inc. (Kansas City)


Scout Investments, Inc. is a large advisory firm based in Kansas City. It manages $25.69 billion of regulatory assets for 234 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Scout Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Scout Investments: assets under management

The assets under management (AUM) of Scout Investments, Inc. is $25.69 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 31% since the beginning of its operation, and $538.65 million of the total AUM is attributable to clients outside of the United States.

The firm manages $25.69 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $109.79 million each.

Investments

The firm invests in sovereign bonds the most. They account for 49% of the total AUM. The second-largest asset type is government bonds, which make up 10% of the firm’s portfolio. Investments in other assets form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Scout Investments, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Mariner Kemper serves?

The firm provides services to individuals, insurance companies, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of John Mariner Kemper is investment companies with 11 clients and $7.97 billion of assets under management. Among the 10 most similar advisory firms, Scout Investments has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $25.69 billion for 234 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Scout Investments also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Scout Investments, Inc.

The company employs 58 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Mariner Kemper has been acting as President since 1 Jul 2009. Susan Lavelle Walzer joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Charles Pauls Secretary 1 Aug 2001 Other 4381271
James Lee Moffett Evp & chief international strategist, director 1 Aug 2004 Other 4377502
William Berkley Greiner President, chief investment officer, director 1 Aug 2004 Other 716284
John Mariner Kemper Director 1 Jul 2009 Other 2364766
Peter James Desilva Director 1 Jul 2009 Other 1740057
Umb Financial Corporation Shareholder 1 Jul 2009 75% - 100% 43-0903811
Benjamin David Wiesenfeld Chief compliance officer 1 Jul 2009 Other 4953234
Michael Dennis Hagedorn Director 1 Jul 2009 Other 5286551
Clyde Francis Wendel Director 1 Jul 2009 Other 4341727
Andrew Iseman Chairman 1 Aug 2010 Other 2337042
David Warren Lubchenco Director 1 Aug 2010 Other 2277212
Scott A Betz Treasurer 1 Feb 2011 Other 5907642
David Bruce Mckinney Director 1 Feb 2012 Other 4360839
Brian J Walker Director 1 Aug 2014 Other 6472711
Jennifer M Payne Director 1 Jan 2016 Other 6629944
Shannon A Johnson Director 1 Jan 2016 Other 6630893
Darren Herrmann Director 1 Jan 2016 Other 2554119
Scott A Betz Treasurer, coo and chief compliance officer 1 Jun 2016 Other 5907642
James Cooper Abbott Chairman 1 Nov 2017 Other 4441987
Eric Christian Wilwant Director 1 Nov 2017 Other 2256062
Courtland Wolfe James Director 1 Nov 2017 Other 3226536
Inc. Carillon Tower Advisers Shareholder 1 Nov 2017 75% - 100% 174904
Charles Michael Edwards Director 1 Nov 2017 Other 5342028
Chang Shin Cco 1 Feb 2018 Other 2605773
Charles Michael Edwards President 1 Oct 2018 Other 5342028
Susan Lavelle Walzer Director 1 Aug 2019 Other 2976646

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Raymond James Financial Shareholder 1 Dec 2014 75% - 100% 59-1517485

Based in Kansas City

The principal office where Scout Investments, Inc. performs its advisory services is located at 1201 Walnut St, Kansas City, MO 64106, which is also the mailing address of the firm. An additional office of the firm is in Columbus, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-521-1195 or by fax 816-842-1027. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at scoutinv.com and its LinkedIn profile.