Cape Investment Advisory, Inc. is a large advisory firm based in Mcdonough. It manages $173.22 million of regulatory assets for 1,019 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 29 other states.
Cape Investment Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Cape Investment Advisory, Inc. is $173.22 million. The firm's AUM has grown by 395% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Cape Investment Advisory, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Cape Investment Advisory is high net worth individuals with 39 clients and $88.71 million of assets under management. Among the 7 most similar advisory firms, Cape Investment Advisory has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $173.22 million for 651 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Cape Investment Advisory doesn't advise any private funds.
The company employs 42 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 34 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Cape Investment Advisory, Inc. performs its advisory services is located at 1600 Pennsylvania Ave., Mcdonough, GA 30253, which is also the mailing address of the firm. An additional office of the firm is in Stockbridge, GA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 678-583-1120 or by fax 678-583-1258. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at capesecurities.com.