Egm Capital, LLC (San Francisco)


Egm Capital, LLC is a large advisory firm based in San Francisco. It manages $115 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California and Texas.

Egm Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Egm Capital: assets under management

The assets under management (AUM) of Egm Capital, LLC is $115 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $115 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.21 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Egm Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Egm Capital, LLC

Michael Thomas Jackson has been acting as President since 1 Jun 1991. William Ellison Grayson joined the executive team most recently as the President, Secretary, Chief Compliance Officer, Senior Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Thomas Jackson Director 1 Jun 1991 Other 1108172
Egm Capital Member 1 Dec 1996 50% - 75% 107131
Gary Philip Kaplan Director 1 Jun 1999 Other 4348593
Scott Michael Bilyeu Chief financial officer 1 Jun 2000 Other 4347248
Michael James Mahoney Sr. portfolio manager & director 1 Sep 2001 Other 1112653
Guy Richards Scott President, chief compliance officer & director 1 Jan 2002 Other 417010
William Ellison Grayson Chief operating officer & assistant compliance officer 1 Jan 2002 Other 2847729
John Peter Rohal Director, chairman of the board 1 Jan 2002 Other 1161538
Christopher Fenton Jackson Director 1 Apr 2003 Other 2151555
William Ellison Grayson President, secretary, chief compliance officer, senior managing director 1 Dec 2004 Other 2847729
Michael James Mahoney Sr. portfolio manager & senior managing director 1 Dec 2004 25% - 50% 1112653
James Allen Bitzer Senior portfolio manager and senior managing director 1 Dec 2004 25% - 50% 4595351
Michael Lorne Thomas Senior portfolio manager 1 Dec 2004 Other 2536844

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Pepper Parr Jackson Ttee Michael T. Jackson Irrevocable Trust Fbo Daphne E. Jackson Shareholder 1 Apr 1994 25% - 50% 68-6103296
Pepper Parr Jackson Ttee Michael T. Jackson Irrevocable Trust Fbo Christopher F. Jackson Shareholder 1 Apr 1994 25% - 50% 68-6103295
Christopher F. Jackson Daphne E. Jackson Nancy F. Blumberg Ttees Jackson Family Dynasty Trust Shareholder 1 Jan 2003 25% - 50% 32-6016592

Based in San Francisco

The principal office where Egm Capital, LLC performs its advisory services is located at Two Embarcadero Center, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-782-9600 or by fax 415-782-9694. The normal business hours are 7:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at none.