Waters Capital Advisers, LLC is an adviser based in Denver. It manages $19 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Colorado and Nebraska.
Waters Capital Advisers provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Waters Capital Advisers, LLC is $19 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Waters Capital Advisers, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
James Joseph Waters has been acting as President since 1 Jan 2002. Westmoore Investment Lp joined the executive team most recently as the Owner.
The principal office where Waters Capital Advisers, LLC performs its advisory services is located at Key Bank Building, Denver, CO 80206, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-333-7779 or by fax 303-468-0202. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.sonatafunds.com.